Compliance Policy

Dragok Agent Pro operates under a comprehensive regulatory compliance framework designed to protect users and maintain the highest standards of financial service delivery.

Our Commitment:

• Full compliance with applicable financial services regulations
• Adherence to international standards for cryptocurrency trading
• Regular compliance audits and assessments
• Transparent reporting and documentation
• Continuous monitoring of regulatory developments

Anti-Money Laundering (AML):

• Comprehensive AML program with ongoing monitoring
• Suspicious Activity Reporting (SAR) procedures
• Transaction monitoring and analysis systems
• Regular AML training for all personnel
• Compliance with FinCEN and Bank Secrecy Act requirements

Know Your Customer (KYC):

• Identity verification for all users
• Enhanced due diligence for high-risk customers
• Ongoing customer monitoring and risk assessment
• Document verification and authentication
• Politically Exposed Person (PEP) screening

GDPR Compliance (EU):

• Lawful basis for data processing clearly defined
• Data subject rights fully implemented
• Privacy by design and by default principles
• Data Protection Impact Assessments (DPIA)
• Appointed Data Protection Officer (DPO)

CCPA Compliance (California):

• Consumer rights to know, delete, and opt-out
• Non-discrimination for exercising privacy rights
• Transparent privacy notices and disclosures
• Secure methods for submitting consumer requests

International Standards:

• PIPEDA compliance (Canada)
• Data localization requirements where applicable
• Cross-border data transfer safeguards
• Privacy shield and adequacy decision compliance

gDGA Token Compliance:

• Token classification analysis and legal opinion
• Smart contract security audits and verification
• Staking mechanism compliance with securities laws
• Tax reporting and documentation requirements
• Anti-manipulation and market integrity measures

Trading Compliance:

• Market manipulation prevention and monitoring
• Order execution transparency and best execution
• Risk disclosure and investor protection
• Position limits and risk management controls
• Audit trail and transaction reporting

United States:

• SEC (Securities and Exchange Commission) regulations
• CFTC (Commodity Futures Trading Commission) oversight
• State-level money transmitter licenses where required
• IRS tax reporting and compliance
• FINRA rules for investment advice and recommendations

European Union:

• MiFID II (Markets in Financial Instruments Directive)
• GDPR (General Data Protection Regulation)
• 5th Anti-Money Laundering Directive (5AMLD)
• MiCA (Markets in Crypto-Assets) regulation
• PSD2 (Payment Services Directive)

Asia-Pacific:

• Japan: Financial Services Agency (FSA) regulations
• Singapore: Monetary Authority of Singapore (MAS) guidelines
• Australia: AUSTRAC and ASIC compliance
• Hong Kong: Securities and Futures Commission (SFC) rules
• South Korea: FATF recommendations and local regulations

Trading Risks:

• Substantial risk of loss - you may lose some or all invested capital
• High market volatility can result in rapid price changes
• Leverage can amplify both gains and losses significantly
• Past performance does not guarantee future results
• Technical failures may impact trading execution

Regulatory Risks:

• Regulatory changes may affect service availability
• Jurisdictional restrictions may limit access
• Token regulations continue to evolve globally
• Compliance costs may impact service pricing

Internal Controls:

• Regular internal compliance audits and assessments
• Dedicated compliance team with specialized expertise
• Automated monitoring systems for suspicious activities
• Regular training and education for all staff
• Incident reporting and remediation procedures

External Oversight:

• Third-party compliance audits and certifications
• Regular consultation with regulatory experts
• Industry association memberships and standards
• External legal counsel for regulatory matters
• Continuous monitoring of regulatory developments